Are you truly service oriented? Do you know how to take care of people? We’re looking for a Client Relations Service Specialist to: • document and service client complaints to completion • handle inbound calls from clients and branch offices • have basic computer skills • perform efficiently in a fast-paced, changing environment, handling a wide variety of tasks • have strong organizational skills, attention to detail, and excellent follow-up skills • have superior customer-centric focus, with p...

Are you service oriented? Do you have technical skills with a focus on client experience? We’re looking for an A.I. Business Analyst to: • develop ChatAssist Digital Virtual Agent (Amelia) • work with external and internal developers to create automated responses to common branch questions • run CTB and RTB processes for ChatAssist development and maintenance • have strong organizational skills, attention to detail, and excellent follow-up skills • have a focus on creating an excellent client ex...

Are you truly service oriented? Do you know how to take care of people? We’re looking for a Workplace Wealth Customer Service Representative to: • Answer inbound calls from our client participants • Educate clients on account services and capabilities • Have an understanding of Financial Services terminology • Perform efficiently in a fast-paced, changing environment, handling a wide variety of tasks • Have strong organizational skills, attention to detail, and excellent follow-up skills • Have ...

Do you have strong management skills? Are you incredibly organized with an eye for detail? Do you know how to solve problems and increase efficiencies? We're looking for someone like that to: • manage multiple performance reporting systems and functions and the supporting teams. • empower your teams' managers with the proper tools and oversight to ensure completion of all required controls, tasks, and service requests. • provide daily operational support to your teams' managers including address...

Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations? We’re looking for a supervisory officer to: • drive initiatives related to sales supervision, compliance and business risk, including implementation and education • manage review of various supervision processes • support branches in the Branch Review and Group Internal Audit processes, visiting branches, and working on action plans for those with failed audits • partner with Compliance, ...

Do you like providing guidance to managers? Do you have an interest in employment law? We are seeking a dedicated HR professional to join the Employee Relations team to: • provide day-to-day advice and guidance to employees, HR professionals and managers on a wide range of employee relations topics such as: Performance management issues, FMLA, disability or other health-related issues, claims of unfair treatment, discrimination or harassment to ensure fair, equitable, objective and consistent tr...

Are you an experienced leader? Are you highly organized running high performing teams? This will be a leadership role in Margin RMA & Lending functions for Group Operations for Wealth Management Americas. We're looking for someone who can: • run high-performing teams that support >3M client accounts with >$1.2T in assets. • process margin liability and collateral management • control client accounts for Regulation T and Regulation U • deliver several firm and industry driven initiatives and be t...

Are you incredibly organized with an eye for detail? Are you good at math? Do you know how to solve problems and increase efficiencies? We’re looking for a Reporting Specialist to: • analyze portfolio data for client accounts • perform systematic controls to maintain data integrity across UBS's client reporting systems. • analyze and respond to branch inquiries, originating from financial advisors and their staff • reconcile data between two or more systems • understand the client activity and i...

Are you a strong communicator with exceptional organizational skills? Do you have a proven ability to juggle multiple projects on tight deadlines? The business manager will: • provide operational and administrative support (business planning/strategy, human resources, accounting and systems management) for 300+ employees within the Corporate and Institutional Advisory Solutions group • support the management team with tracking key metrics, business highlights and content to be shared across the ...

Are you investigative in nature? Do you know how to assess if a process is designed well to effectively mitigate a regulatory and operational risk? If so, we are looking for someone who can: • contribute to risk frameworks being designed well and operating effectively across the entire bank's risk landscape • assess and challenge whether the control framework meets regulatory expectations • assess a control design for risk effectiveness and test it for operating effectiveness • plan, coordinate ...

The role is within the Corporate Actions & Income Processing Department in the Capital Markets Securities Operations function. The primary role of the Corporate Actions Manager is to supervise the front to back processing of Corporate Action & Income Processing events for the US region. The candidate will be required to approve asset movements (cash + stock), produce various risk reporting, and supervise daily tasks timely and efficiently. Candidate will also be expected to be an escalation poin...

Are you a compliance risk expert? Are you the type of person that cares business is done right? Are you ready to work in the second line of defense aspect of compliance? Do you have experience in conducting audits or testing reviews in order to assess compliance with legal, regulatory, and internal firm policy requirements applicable to UBS products and services and the ability to identify red flags, and communicate your findings in a precise and impactful manner? We are looking for someone who ...

Are you a compliance risk expert? Are you the type of person that cares business is done right? Are you ready to work in the second line of defense aspect of compliance? Do you have experience in conducting audits or testing reviews in order to assess compliance with legal, regulatory, and internal firm policy requirements applicable to UBS products and services and the ability to identify red flags, and communicate your findings in a precise and impactful manner? We are looking for someone who ...

Are you a compliance risk expert? Are you the type of person that cares business is done right? Are you ready to work in the second line of defense aspect of compliance? Do you have experience in conducting audits or testing reviews in order to assess compliance with legal, regulatory, and internal firm policy requirements applicable to UBS products and services and the ability to identify red flags, and communicate your findings in a precise and impactful manner? We are looking for someone who ...

Are you a compliance risk expert? Are you the type of person that cares business is done right? Are you ready to work in the second line of defense aspect of compliance? Do you have experience in conducting audits or testing reviews in order to assess compliance with legal, regulatory, and internal firm policy requirements applicable to UBS products and services and the ability to identify red flags, and communicate your findings in a precise and impactful manner? We are looking for someone who ...

Are you a compliance risk expert? Are you the type of person that cares business is done right? Are you ready to work in the second line of defense aspect of compliance? Do you have experience in conducting audits or testing reviews in order to assess compliance with legal, regulatory, and internal firm policy requirements applicable to UBS products and services and the ability to identify red flags, and communicate your findings in a precise and impactful manner? We are looking for someone who ...

Are you able to work with different businesses to lead assessments and improvements for the front to back control structure? Are you efficient and well organized? The Business Risk Manager will drive front-to-back operating effectiveness for the CIAS organization, as well as perform key supervisory activities. One will be responsible for driving a culture where thoughtful risk management is embedded in the organization's DNA, and is a key component of strategic change decisions as well as operat...

Are you an organized thinker and communicator? Are you able to counsel clients on a range of topics and negotiate and close related transactions? We are looking for someone like this to: • negotiate global and regional Fintech, Information Technology, hardware, software, SaaS, telecom, market data, outsourcing and other vendor contracts • advise on firm-wide FinTech, digital and outsourcing initiatives, and related policies • provide related legal advice, and interpret legislative and regulatory...

Do you like providing guidance to managers? Do you have an interest in employment law? We are seeking a dedicated HR professional to join the Employee Relations team to: •Provide day-to-day advice and guidance to employees, HR professionals and managers on a wide range of employee relations topics such as: Performance management issues, FMLA, disability or other health-related issues, claims of unfair treatment, discrimination or harassment to ensure fair, equitable, objective and consistent tre...

Are you passionate about tax issues? Do you know how to take care of details? We’re looking for someone like that who can: • assist external consultants with the review of annual income tax returns for all US entities • coordinate with internal UBS personnel to collect data required to prepare the federal tax returns • assist tax controversy team with responses to information requests from the Internal Revenue Service and/or state taxing jurisdictions with respect to notices and tax examinations...